| Always deal with the market intermediaries registered with SEBI / stock exchanges |
| Carry out due diligence before registering as client with any intermediary. Carefully read a
nd understand the contents stated in the Risk Disclosure Document, which forms part of the investo
r registration requirement for dealing through brokers. |
| Give clear and unambiguous instructions to your broker / agent / depository participant. |
| Always insist on contract notes from your broker. |
| Collect photocopies of all documents executed for registration as a client, immediately on its execution. E
nsure that the documents or forms for registration as Client, are fully filled in |
| Make payments by account payee cheque / DD and make delivery of securities directly in the name of trading member. |
| Before placing an order with the market intermediaries, please check about the credentials of the companies, its management, fundamentals and recent announcements made by them and various other disclosures made under various regulations. The sources of information are the websites of Exchanges and companies, databases of data vendor, business magazines etc. |
| Adopt trading / investment strategies commensurate with your risk-bearing capacity as all investments carry some risk, the degree
of which varies according to the investment strategy adopted. |
| Be cautious about stocks which show a sudden spurt in price or trading activity, especially low price stocks. |
| There are no guaranteed returns on investment in the stock market. |
| Always keep copies of all investment documentation (e.g. application forms, acknowledgements slips, contract notes). |
| Always keep copies of documents you are sending to companies, Trading Member, Registrar and Transfer Agent, etc. |
| Send important documents by a reliable mode (preferably through registered post) to ensure delivery. |
| Ensure that you have money before you buy. |
| Ensure that you are holding securities before you sell. |
| Don't deal based on rumours or 'tips'. |
| Don't fall prey to promises of guaranteed returns. |
| Don't get misled by companies showing approvals / registrations from Government agencies as the approvals could be for
certain other purposes and not for the securities you are buying. |
| Don't leave the custody of your Demat Transaction slip book in the hands of any intermediary. |
| Don't get carried away with advertisements about the financial performance of companies in print and electronic media. |
| Don't blindly follow media reports on corporate developments, as some of these could be misleading. |
| Don't blindly imitate investment decisions of others who may have profited from their investment decisions. |
| A client account will be considered as inactive if the client does not trade across any segment of any Exchange during the
period of twelve months. The Client may be called upon to make written requests for reactivation of their accounts. |
| KYC is one time exercise while dealing in securities markets. Once KYC is done through a SEBI registered intermediary (Broker, DP, Mu
tual Fund etc.), you need not undergo the same process again when you approach another intermediary. |
| Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with
your Depository Participant. Receive alerts on your Registered Mobile for all debit and other
important transactions in your demat account directly from CDSL on the same
day......................issued in the interest of investors. |
| No need to issue cheques by investors while subscribing to IPO. Just write
the bank account number and sign in the application form to authorise your
bank to make payment in case of allotment. No worries for refund as the
money remains in investor's account. |
This is inform all our clients that we also do proprietary trading.
a.Register on SCORES 2.0 portal
b.Mandatory details for filling complaints on SCORES 2.0
I. Name, PAN Address, Mobile Number, E-Mail ID
c.Benefits:
i.Effective communication
ii.Speedy redressal of the grievances
Click on below SCORES 2.0 link
Registered Office Address: 31A, Shyamaprasad Mukherjee Road, Kolkata, West Bengal, India, Pincode � 700025 India.