Please Note (Stock Market) :

• Always deal with the market intermediaries registered with SEBI / stock exchanges
• Carry out due diligence before registering as client with any intermediary. Carefully read and understand the contents stated in the Risk Disclosure Document, which forms part of the investor registration requirement for dealing through brokers.
• Give clear and unambiguous instructions to your broker / agent / depository participant.
• Always insist on contract notes from your broker.
• Collect photocopies of all documents executed for registration as a client, immediately on its execution. Ensure that the documents or forms for registration as Client, are fully filled in.
• Make payments by account payee cheque / DD and make delivery of securities directly in the name of trading member.
• Before placing an order with the market intermediaries, please check about the credentials of the companies, its management, fundamentals and recent announcements made by them and various other disclosures made under various regulations. The sources of information are the websites of Exchanges and companies, databases of data vendor, business magazines etc.
• Adopt trading / investment strategies commensurate with your risk-bearing capacity as all investments carry some risk, the degree of which varies according to the investment strategy adopted.
• Be cautious about stocks which show a sudden spurt in price or trading activity, especially low price stocks.
• There are no guaranteed returns on investment in the stock market.
• Always keep copies of all investment documentation (e.g. application forms, acknowledgements slips, contract notes).
• Always keep copies of documents you are sending to companies, Trading Member, Registrar and Transfer Agent, etc.
• Send important documents by a reliable mode (preferably through registered post) to ensure delivery.
• Ensure that you have money before you buy.
• Ensure that you are holding securities before you sell.
• Don't deal based on rumours or 'tips'.
• Don't fall prey to promises of guaranteed returns.
• Don't get misled by companies showing approvals / registrations from Government agencies as the approvals could be for certain other purposes and not for the securities you are buying.
• Don't leave the custody of your Demat Transaction slip book in the hands of any intermediary.
• Don't get carried away with advertisements about the financial performance of companies in print and electronic media.
• Don't blindly follow media reports on corporate developments, as some of these could be misleading.
• Don't blindly imitate investment decisions of others who may have profited from their investment decisions. 
• A client account will be considered as inactive if the client does not trade across any segment of any Exchange during the period of twelve months. The Client may be called upon to make written requests for reactivation of their accounts.
• KYC is one time exercise while dealing in securities markets. Once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
• This is inform all our clients that we also do proprietary trading.
• Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do's & Don't's) in Vernacular Language :
  https://www.nseindia.com/membership/content/complinc_trading_mem.htm
• Filing compliant on SCORES - Easy & Quick
  a. Register on Scores Protal
  b. Mandatory details for filing complaints on Scores
  Name, PAN, Address, Mobile Number, E-mail ID
  c. Benefits:
  i. Effective Communication
  ii.Speedy redressal of the grievances
  Scores link
  https://scores.gov.in/scores/Welcome.html
• E-voting links
  Evoting India
Evoting CDSLINDIA

• SmartODR link
  Compliant here
• 6 KYC attributes advisory
  https://www.cdslindia.com/Investors/open-demat.html#section3
• For any grievance / dispute please contact Nariman Finvest Pvt. Ltd. at the above mentioned address
  Email grievances@narimanfinvest.com Telephone 022-66338811.
  In case not satisfied with the response, please contact the concerned exchange[s] :-
  BSE : Email is@bseindia.com Telephone 022-22728097
  NSE : Email ignse@nse.co.in Telephone 022-26598190